LPL Financial

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), is the nation’s largest independent broker-dealer*, a leading retail investment advisory (RIA) firm and a top RIA custodian. LPL Financial provides independent financial advisors and financial institutions the technology, research, clearing and compliance services and practice management support and capabilities that empower them to be successful serving the needs of their clients. LPL Financial advisors provide objective financial guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. For more information about LPL Financial, visit

The Private Trust Company, N.A. (PTC) is a wholly owned indirect subsidiary of LPL Financial Holdings Inc. PTC and LPL Financial have developed a strategic partnership to serve a growing number of independent financial advisors seeking to strengthen their wealth management offering by adding institutional trust services to serve, attract and retain more high-value and high net worth client relationships.

*as reported by Financial Planning magazine, June 1996-2018, based on total revenues